Job Search Results

Edit Search Criteria
法務・コンプライアンス担当(金融)

ご経験を広範囲な法務・コンプライアンス分野で活かしていただけます

Category Legal Affairs / Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 3985975
Post Date 2016-01-27
Responsibilities
-銀行の法務・コンプライアンス部門における諸業務全般
-経験により、法務・コンプライアンス部門内での所属チームを検討いたします
コンプライアンス アナリスト(金融)

業界グローバルNo.1企業で幅広く活躍いただけます

Category Compliance
Salary 6 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4328123
Post Date 2016-01-27
Responsibilities
-コンプライアンスプログラムjの策定と実施
-疑わしいトランザクションの調査と分析
-AMLコンプライアンスサポート
-財務局提出書類の準備と作成
-コンプライアンスオフィサーのサポート
不正調査

事業再生部門の専門チームで不正調査のお仕事をしませんか

Category Internal Audit
Salary 6 - 18 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3676398
Post Date 2016-02-11
Responsibilities
*売買契約書、ライセンス書類、保険金請求書類、ロイヤリティ料支払明細書など情報源となる原資料のレビュー
*電子メール等のデータ検索を通じ、問題となりうる事項の識別
*偽造、不正な修正行為等の文書レビュー
*詳細な財務分析、損害額の算定、ロイヤリティ料報告における不正、不正行為による被害額等の計算等
Audit Manager

Internal audit position at an international firm

Category Internal Audit
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4127546
Post Date 2016-02-11
Responsibilities
*Support the delivery of audits by contributing to planning, performing fieldwork and managing the work allocated
*Complete the allocated audit fieldwork by using the designated or required internal audit's documentation and templates
* As and when required, manage audits by identifying key stakeholders, organising fieldwork, identifying weaknesses, escalating issues and assisting in their resolution
*Utilise professional knowledge and expertise to understand the business and develop suitable audit approaches and solutions
大手証券会社:ジュニアコンプライアンス(ポテンシャル採用)

コンプライアンス業務を学びながら大手証券会社にてご活躍いただけるポジションです。入社後のトレーニング有り(第二新卒・ポテンシャル採用)

Category Compliance
Salary 5 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# MTOYO 4420007
Post Date 2016-02-11
Responsibilities
-国内・海外案件やリサーチレポートに係るコンプライアンス面での照会対応
-コンプライアンスに係るモニタリング全般
-疑わしいトランザクションの調査と分析
-コンプライアンスオフィサーのサポート
パラリーガル担当

グローバルな環境でアセットマネジメント会社でのパラリーガルとしてご活躍頂けるポジションです。

Category Legal Affairs / Compliance
Salary 6 - 9.5 M¥
Work Type Permanent
Location Tokyo
Ref.# MTOYO 4352651
Post Date 2016-02-08
Responsibilities
-法務部で必要な情報サーチ
-翻訳文書(和文英訳ならびに英文和訳)チェック
-法務関係のレポートの作成
-契約書ドラフト作成、契約書レビュー
[URGENT] Compliance Analyst

Opportunity to work at a well known US asset management firm as part of their Compliance division

Category Compliance
Hourly Rate 1,750 - 2,000 JPY
Work Type Temporary
Location Tokyo
Ref.# ALEE 4370185
Post Date 2016-02-08
Responsibilities
As a Compliance analyst within the firm, you will be primarily supporting the compliance division for their day to day. This will involve your participation in organising and devising training sessions, as well as assessing and revising policies. Elements of trade surveillance and documentation reviewing will also be the norm as part of your daily activities in this role as a Compliance analyst.
Senior Portfolio Administrator

米系のインターナショナルな会社です

Category Back Office / Operations
Salary 6 - 8 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4427168
Post Date 2016-02-08
Responsibilities
投信計理事務全般
- 投信計理業務: T-Starを用いた基準価額算出および受託銀行との照合、設定・解約に伴う資金繰り、法定帳簿管理
- ファンド監査関連業務: T-Starを用いた決算作業(毎月決算ファンドあり)、報酬計算、監査法人との応対
- 各種報告書作成業務: 運用報告書、有価証券報告書の一部、日銀報告等


その他
- 社内システムのエンハンスメントなどプロジェクトへの参加
Operational Risk Management

Looking for ORM Senior Manager

Category Middle Office / Product Control
Salary 9 - 13 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4496648
Post Date 2016-02-08
Responsibilities
・Facing off to the business and support functions, developing and deploying the Operational Risk framework, products and services
・Taking ownership of relationships as required
・Providing guidance and leadership to junior ORM team members
・Developing specific aspects of the operational risk framework as required
Tasks will involve:
・Supporting the Head of ORM in the performance of their responsibilities
・Providing independent expert advice to the business areas on operational risk issues
・Reporting and escalating issues when necessary
・Providing expert technical input and advice to operational risk framework development and issues
・Developing and disseminating communications and training to the business to raise awareness of operational risk
・Managing, coaching and developing Japan ORM team members as required
生保商品チームマネージャー

マネージャー経験のある方または、マネージャー候補になれる方を募集しています

Category Insurance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4542471
Post Date 2016-02-08
Responsibilities
*生命保険商品の企画担当および監督官庁への認可折衝担当者
 ・生命保険商品の企画・研究・開発
 ・事業方法書・約款の作成・改定
 ・監督官庁への折衝
 ・ご契約のしおり作成
*商品チームの企画担当および認可折衝担当マネジャーとして、チームリーダーの監督の下、当社における商品開発の中核を担っていただきます。また、認可折衝担当として、当局の折衝、社内調整、その他の商品チームの活動に関わっていただきます。
適切販売モニタリング・販売資料チェック担当者

未経験歓迎です

Category Insurance
Salary 5 - 7 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4407042
Post Date 2016-02-06
Responsibilities
*「生命保険販売の適切性を担保するための契約モニタリング」、「販売に関わる資料(商品パンフレット等)のチェック業務」のほか、「営業社員に対するコンプライアンスに関する教育業務」を中心に行っていただきます
*年に数回出張あり
Equity Compliance - VP

Great Equity Compliance VP role

Category Compliance
Salary 15 - 18 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3707475
Post Date 2016-02-05
Responsibilities
- Reporting to the head of Equities Compliance (Equities Compliance is a part of Advisory Compliance & Monitoring Department)
- Responsible for Equities Compliance (Equity Compliance covers the businesses which mainly deal with listed products including listed derivatives etc. and currently there is more than 80 staff in the front office)
- Equities Compliance Role is: providing advisory, conducting training, implementation/updating policies and procedures, establishing good relationship with relevant authorities such as the relevant exchanges, JSDA etc. and handles regulatory inspections etc.
- It is expected to closely work with other Compliance functions such as Control Group & Research Advisory Department and Central Compliance Department etc.
- Form key partnerships with Compliance, Operations, Legal, and other important infrastructure groups.
- Interact and establish relationships with desk supervisors.
Trade Surveillance Compliance Officer

Challenging compliance role!

Category Compliance
Salary 8 - 13 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3730421
Post Date 2016-02-05
Responsibilities
-Communication monitoring
-Trade surveillance
-Compliance testing
-Regulatory inquiries
-Position monitoring
生命保険会社での保全・支払業務

生命保険業界でのご経験を活かし、ステップアップしませんか

Category Insurance
Salary 6 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 3820670
Post Date 2016-02-05
Responsibilities
*契約保全・年金・支払事務全般
*査定
*データインプット
*顧客への荷電
*請負ベンダーとの調整
リサーチ アナリスト

マクロ経済分析をされたい候補者をお探しです。

Category Credit / Market Risk
Salary 5 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3856815
Post Date 2016-02-05
Responsibilities
*マクロ経済分析
*リスク管理
*ストレスシナリオの作成
不正調査

新しいスタンダードを一緒に作り上げていきたい方に適しています。

Category Back Office / Operations
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3877408
Post Date 2016-02-05
Responsibilities
*不正調査にかかわる業務
*疑義を見つけ出す
*不正請求かどうかを見極める
*調査計画、結果に関連した報告書の作成
Compliance Officer

Exciting Trade Surveillance role!

Category Compliance
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3952394
Post Date 2016-02-05
Responsibilities
- Trade Surveillance (Cash Equities and Listed Derivatives, Cash Bond)
- Regulatory Inquiries
- eCommunication
- Outsourcing
Finance Manager

Competitive package

Category Back Office / Operations
Salary 2,800 - 3,500 USD
Work Type Permanent
Location Ho Chi Minh
Ref.# TLE 1128090
Post Date 2016-02-05
Responsibilities
The Finance Manager position is the lead manufacturing finance resource for plant. Individual will partner with the Director of Operations to support operational analytical and control needs and take a leadership role in cost containment activities. In addition, the Finance Manager will work closely with the Cost Accounting Team, the Shared Service Accounting group, manufacturing analysts from other NA sites and the Director of Finance Operations and Supply Chain to implement standard processes and procedures.
Key job requirements include strong analytical skills, demonstrated knowledge of manufacturing costing, strong orientation to action, a sense of urgency, and demonstrated ability to lead process improvement activities. Strong accounting and financial knowledge and ability to effectively communicate both orally and written is critical
Compliance Officer - Asset Management

An attractive junior compliance opportunity with a reputable firm

Category Compliance
Salary 10 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 4379380
Post Date 2016-02-05
Responsibilities
- Assist in providing advice to the business in their day-to-day operations, including products and business initiatives;
- Assist resolving general compliance and investment alerts,
- Assist in reviewing marketing materials;
- Assist in regulatory filings/audits;
- Assist in developing and drafting compliance policies and procedures,
- Keeping up-to-date with relevant regulatory changes
Compliance Officer - Trade Surveiillance

This is an exciting compliance role in a well established organization

Category Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 4364756
Post Date 2016-02-05
Responsibilities
- Daily review of surveillance reports,
- Suggestions for improvements to existing reports
- Work with global counterparts, IT and/or vendors in developing new surveillance models;
- Documentation of surveillance results.
- Respond to regulatory inquiries
- Assist with surveillance work in other areas
Central Compliance Officer

Compliance growth with market leader!

Category Legal Affairs / Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3729783
Post Date 2016-02-04
Responsibilities
-Play the advisory role to Business in areas such as Data Privacy, Staff On/Off-boarding, Off-shoring & Outsourcing, Customer Protection/Client Complaints, Personal Account Dealing to ensure compliance with laws, regulations and internal policies.
-Interfacing with Regional Compliance and other internal teams
-Establish and maintain strong regulatory relationships with Japan regulatory bodies
-Maintain the records of Compliance sign-off and due diligence
-Conduct compliance training and communication activities for all employees
-Conduct assessment exercises to evaluate the effectiveness of Core Compliance
-Lead and contribute to the implementation of policies and procedures location/legal entity wide
-Compliance information gathering and consolidation
-Prepare for BCP documents
-Monitor new laws and regulations and contribute to industry discussion and rule-making
Cash Equity Operations Back Office

Looking for high potential and proactive person

Category Back Office / Operations
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4453542
Post Date 2016-02-04
Responsibilities
*Tasks of clearing with markets
-Reconciliation with market data (TSE, OSE and PTS brokers)
-Sorting out breaks
-Arrange and monitoring for payment for markets
-Arrange and monitoring for stock transfer
-Collateral management for clearing

* Tasks of non resident client’s equity settlement (custody operations)
-Matching instructions with counterparts via JASDEC PSMS
-Reporting to the clients
-Arrange and monitoring for payment
-Arrange and monitoring for stock transfer
-Corporate actions maintenance (Notification and position adjustment)

*Tasks of domestic client’s equity settlement
-Matching instructions with counterparts via JASDEC PSMS
-Arrange and monitoring for payment for markets
-Arrange and monitoring for stock transfer
-Corporate actions maintenance
-Handle ETF Creation/Redemption

*Others
-Participant system enhancement project (internal project and market change)
-Participant process improvement project
-Will be cross trained with derivative settlement team in the future
海外内部統制・監査

伊藤忠・みずほ母体総合ファイナンス大手

Category Internal Audit
Salary 7 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# YSHIM 4555755
Post Date 2016-02-03
Responsibilities
■海外拠点監査(年3から5回程度 の出張監査)、英文資料の作成・監査、英語での現地ヒアリング など

■海外拠点内部統制評価、内部統制整備指導・助言
海外拠点の英文規程類の査読、内部統制評価に係る英語でのコミュニケーション
Legal and Compliance Manager

Provide legal support in Pakistan, Bangladesh, Sri Lanka.

Category Compliance
Salary 1,200,000 - 2,000,000 INR
Work Type Permanent
Location South India
Ref.# TULIK TULIK025
Post Date 2016-02-02
Responsibilities
Compliance Environment and Practice
Establish compliance standards and compliance frameworks based on internal policies (e.g., Code of Conduct, AP3 and SOPs) and local law and regulations
Conduct on-boarding as well as continuous training on compliance standards, business practices and current developments.
Promote Compliance Standards
Champion speak-up, transparency and a culture of integrity throughout the organization
actively involve country leadership to leverage integrity messages and maintain high level of awareness
Foster ethical behavior by promoting the inclusion of compliance criteria in management and associates objectives
Enforce Compliance Standards
Conduct compliance risk assessments including third-party due diligence/audits
Develop processes to self-monitor the compliance program on country level
Regularly update country leadership and global compliance on the status of the compliance program
Country Legal Support
Provide Legal advice to the country leadership and business units on various aspects of Legal & Compliance.
Lead and support various legal projects or initiatives.
Actively engage in industry associations and other compliance related stakeholder groups.
外資系金融 - サプライヤーマネージメントマネージャー  ~1400万円

グローバル組織含めた社内の様々な部門と積極的に協働し、クロスファンクショナルな活動をできる方歓迎!

Category Direct / In-direct Purchasing, Procurement
Salary 7 - 14 M¥
Work Type Permanent
Location Tokyo
Ref.# SYAHA 4569224
Post Date 2016-02-02
Responsibilities
購買にかかるサプライヤー選定から契約締結までの一連のプロセス管理、およびサプライヤーに対するモニタリング活動などを通じて、購買業務でのコンプライアンス、リスク管理を担当いただきます。

1.社内規程に基づくサプライヤー選定の適切性確認、リスク評価等の実施
2.主要サプライヤーに対する定期的なモニタリング活動におけるビジネス部門のサポート
3.メットライフのグローバル・プロキュアメント部門と協働しながら、国際的な法規制等の要求も踏まえたサプライヤー管理手法の日本への導入、関連規程等の整備
ジュニア法務担当(企業内弁護士)

グローバルな環境で国際法務を学びながら企業内弁護士としてご活躍頂けるポジションです。

Category Legal Affairs / Compliance
Salary 12 - 15 M¥
Work Type Permanent
Location Tokyo
Ref.# MTOYO 4265744
Post Date 2016-01-31
Responsibilities
-企業法務、商事法務全般
-取引企業との契約書作成・レビュー
-M&A(国内外)の対応
-ビジネス上の法的リスクへの対応
--その他各種リーガル・コンプライアンスサポート
AVP, Ops Team Lead (Credit)

Career development at one of the world's largest financial institutions

Category Back Office / Operations
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4450502
Post Date 2016-01-30
Responsibilities
*Work with sales and credit officers to close and execute Tokyo branch booked loans and commitment facilities, cooperating with Finance, Agency Team, and Trade Finance Team in dealing with booking processes for new products. Manage disbursement and renewal of loans as loan administrator for borrowers, agents, finance, corporate treasury and other operation teams, to support Sales and Credit officers
*Manage Credit Documentation Files and Credit Standard Document forms for the branch. Tasks include documentation review and analysis, distribution of documents to related partners, and coordination with credit officers
*Supplement the team’s function of commitment maintenance and credit compliance. Make sure branch-oriented information is shared with internal partners
*Act as custodian of collateral, responsible for collateral monitoring report. Prepare regulatory reports regarding loans and credits. Ensure credit and loan-related data are appropriately reported for consistency of numbers, in compliance with the reporting guidelines, with concurrence of Credit Risk partners
Client Manager

KYC, AML Client Due Diligence skill

Category Middle Office / Product Control
Salary 6 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4177013
Post Date 2016-01-29
Responsibilities
*Responsible for global client on-boarding and the on-going management, standards and oversight of related due diligence and maintenance activities through the full client life-cycle
*Responsible for the gathering of information required to complete client due dilligence activities via direct client contact, in the context of New Business, Renewal and Remediation driven activities
保険会社 営業サポート

金融機関での営業マンのサポート経験者募集

Category Back Office / Operations
Salary 4 - 6 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4482757
Post Date 2016-01-29
Responsibilities
*電話の取次ぎ
*営業成績の管理と状況報告書などの作成
*契約書類の作成と管理
*営業書類の作成
*ファイリング
*営業管理システムへの入力、レポート作成、管理
*その他営業マンの仕事のサポート
*アドホックで出てくるプロジェクトへの参加
Senior Legal & Compliance

An excellent job opportunity.

Category Legal Affairs / Compliance
Salary 500 - 1,200 USD
Work Type Permanent
Location Ha Noi
Ref.# NLE 1125768
Post Date 2016-01-28
Responsibilities
• Manage guidelines, policies and compliances in accordant with local law/regulation
• Being legal advisor on relevant issues
• Review contracts and agreement of the company
• Communicate guidelines and compliance policies to all divisions
• Prepare and analyze report of compliance status
• Collect information as well as follow up divisions on compliance issues
• Deliver compliance program activities
• Train and implement induction programmes
• Additional tasks related to risk management