日本語
+81-3-4578-3500
Weekdays: 8:30AM − 6:00PM

Job Search Results

Edit Search Criteria
Finance Manager

Competitive package

Category Back Office / Operations
Salary 2,800 - 3,500 USD
Work Type Permanent
Location Vietnam: Ho Chi Minh
Ref.# TLE 1128090
Post Date 2015-03-03
Responsibilities
The Finance Manager position is the lead manufacturing finance resource for plant. Individual will partner with the Director of Operations to support operational analytical and control needs and take a leadership role in cost containment activities. In addition, the Finance Manager will work closely with the Cost Accounting Team, the Shared Service Accounting group, manufacturing analysts from other NA sites and the Director of Finance Operations and Supply Chain to implement standard processes and procedures.
Key job requirements include strong analytical skills, demonstrated knowledge of manufacturing costing, strong orientation to action, a sense of urgency, and demonstrated ability to lead process improvement activities. Strong accounting and financial knowledge and ability to effectively communicate both orally and written is critical
Payment Operations

Career up in big international firm

Category Back Office / Operations
Salary 7 - 11 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4116381
Post Date 2015-03-03
Responsibilities
*Monitor/ control/ manager overseas Hub Operations to ensure that all processing / settlements of relevant transactions are completed without any issue
*Investigate and resolve various inquiries/ issues
*Support new product on-bording
*Prepare regulatory reports
Equity Compliance - VP

Great Equity Compliance VP role

Category Compliance
Salary 15 - 18 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3707475
Post Date 2015-03-02
Responsibilities
- Reporting to the head of Equities Compliance (Equities Compliance is a part of Advisory Compliance & Monitoring Department)
- Responsible for Equities Compliance (Equity Compliance covers the businesses which mainly deal with listed products including listed derivatives etc. and currently there is more than 80 staff in the front office)
- Equities Compliance Role is: providing advisory, conducting training, implementation/updating policies and procedures, establishing good relationship with relevant authorities such as the relevant exchanges, JSDA etc. and handles regulatory inspections etc.
- It is expected to closely work with other Compliance functions such as Control Group & Research Advisory Department and Central Compliance Department etc.
- Form key partnerships with Compliance, Operations, Legal, and other important infrastructure groups.
- Interact and establish relationships with desk supervisors.
Central Compliance Officer

Compliance growth with market leader!

Category Legal Affairs / Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3729783
Post Date 2015-03-02
Responsibilities
-Play the advisory role to Business in areas such as Data Privacy, Staff On/Off-boarding, Off-shoring & Outsourcing, Customer Protection/Client Complaints, Personal Account Dealing to ensure compliance with laws, regulations and internal policies.
-Interfacing with Regional Compliance and other internal teams
-Establish and maintain strong regulatory relationships with Japan regulatory bodies
-Maintain the records of Compliance sign-off and due diligence
-Conduct compliance training and communication activities for all employees
-Conduct assessment exercises to evaluate the effectiveness of Core Compliance
-Lead and contribute to the implementation of policies and procedures location/legal entity wide
-Compliance information gathering and consolidation
-Prepare for BCP documents
-Monitor new laws and regulations and contribute to industry discussion and rule-making
Trade Surveillance Compliance Officer

Challenging compliance role!

Category Compliance
Salary 8 - 13 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3730421
Post Date 2015-03-02
Responsibilities
-Communication monitoring
-Trade surveillance
-Compliance testing
-Regulatory inquiries
-Position monitoring
リサーチ アナリスト

マクロ経済分析をされたい候補者をお探しです。

Category Credit / Market Risk
Salary 5 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3856815
Post Date 2015-03-02
Responsibilities
*マクロ経済分析
*リスク管理
*ストレスシナリオの作成
Equity Compliance Officer - mid-level

Exciting role with Front Office exposure

Category Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3589366
Post Date 2015-03-02
Responsibilities
- Daily Trade Surveillance covering the regulatory requirements as well as the firm's commitments made in past inspections, using monitoring applications and procedures that have been developed for this purpose (including vendor applications).
- Learning about equities related regulations (incl. FIEA, JSDA Rules, Exchange Rules), and start off with handling the following issues:
Error handling ; Receiving adhoc inquiries to GECD Advisory Compliance
- Investigation and communication of issues identified from the monitoring and surveillance activities and work closely with the Business and Compliance advisors to solve issues.
不正調査

新しいスタンダードを一緒に作り上げていきたい方に適しています。

Category Back Office / Operations
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3877408
Post Date 2015-03-02
Responsibilities
*不正調査にかかわる業務
*疑義を見つけ出す
*不正請求かどうかを見極める
*調査計画、結果に関連した報告書の作成
Compliance Officer

Exciting Trade Surveillance role!

Category Compliance
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3952394
Post Date 2015-03-02
Responsibilities
- Trade Surveillance (Cash Equities and Listed Derivatives, Cash Bond)
- Regulatory Inquiries
- eCommunication
- Outsourcing
Risk and Compliance Senior Executive

An excellent job opportunity

Category Compliance
Salary 500 - 1,500 USD
Work Type Permanent
Location Vietnam: Ha Noi
Ref.# NLE 1125767
Post Date 2015-03-02
Responsibilities
To support Compliance Controller/Risk Management Head on following tasks:
1. Legal: review contracts, update local Law, and handle claim cases
2. Business risk management: provide advices on risk to risk owner; prepare Company’s risk Profile; follow up risk mitigating actions
3. Compliance: prepare compliance status reporting; perform Compliance program activities
4. Supervise Information Security:
5. Business Continuity Management: support to prepare and implement Business Continuity Plan
6. Support to monitor Feedback from Customers
7. Be secretariat for the department: prepare reports and take meeting minutes for discussion, etc
More information will be discussed in detail by reaching Ms. Nga Le - (Email: nga.le@navigossearch.com – Direct number: (84 4) 62785 176)
Compliance Manager

Seeking an outstanding and experienced professional leader

Category Compliance
Salary 80,000 - 100,000 THB
Work Type Permanent
Location Thailand: Bangkok
Ref.# PTHAM 2014/1775
Post Date 2015-03-02
Responsibilities
• Design and implement programs, policies, and practices to ensure that business unit is in compliance with federal, state, and local regulatory requirements
• Track laws and regulations that might affect the organization's policies
• Deal With Audit Visits
• Update and ensure conduct implementation with regional office
コンプライアンススタッフ(金融)

将来のマネージャー候補としての募集です!

Category Compliance
Salary 5 - 6 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4048910
Post Date 2015-03-01
Responsibilities
全社的なコンプライアンスに関する統括業務
-コンプライアンス態勢の整備、コンプライアンスプログラムの推進、社内自主点検の実施
-コンプライアンス問題事例対応、不祥事件届出等に関する業務
-個人情報保護等に関する社内統括
-外部委託先管理に関する業務
-金融庁検査の窓口業務
-その他法令等遵守態勢の整備に関する業務

募集資料・研修資料の審査および登録業務
証券コンプライアンス

グローバルHQにあたるオフィスでの新ポジション

Category Compliance
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4054007
Post Date 2015-03-01
Responsibilities
第一種金融商品取引業における
- コンプライアンスプログラムの策定、実施
-社内規程の制定及び改廃
-販売用資料等対外文書のコンプライアンス審査
-従業員研修計画の策定及び実施
-ビジネスに対するアドバイザリー業務 等
Compliance Officer

Tremendous opportunities to growth !

Category Compliance
Salary 6 - 8 M¥
Work Type Contract
Location Tokyo
Ref.# YCUI 4120143
Post Date 2015-03-01
Responsibilities
• Responsible for maintaining and updating FIL/FIJ policies by communicating with Regional/Global or internal contact points.
• Supporting execution of assurance monitoring works under the annual Compliance program and ad-hoc basis as required.
• Intermediate between Asia Ethics Office and local staff/local designated stock brokers under the FIL Code of Ethics.
• Intermediate between Asia AML Office and local functions to assure clients take-on and due diligence are properly conducted under the FIL policies.
• Responsible for compiling internal management reporting.

• Develops and implements compliance procedures to enhance monitoring and operational effectiveness, including liaising and/ or partnering with other functions including regional functions and other countries.
• Produces metrics for senior management information.
• Maintaining the interface with the region, country and other functional heads in order to contribute to both strategic and tactical decision-making and the implementation of those decisions.
• Researches into regulatory developments and assesses implications to the businesses and compliance framework.
• Participates and contributes positively in business initiatives (e.g. fund launches) and various ad-hoc projects.
• Foster a cohesive, creative, and efficient working environment within the team in which people can do their best work.
Financial Assistant Manager (Native Korean)

Offering the attracted remuneration package and good career development.

Category Back Office / Operations
Salary 2,000 - 3,000 USD
Work Type Permanent
Location Vietnam: Ho Chi Minh
Ref.# HLYTH 1129920
Post Date 2015-02-28
Responsibilities
- Assistant prepares and presents a company's financial statements in accordance with generally accepted accounting principles.
- Accounting reports indicate completeness when they show four summaries--a balance sheet, a statement of profit and loss, a statement of cash flows and a statement of BOM requirement
- An assistant manager also partners with internal or external auditors to ensure that internal policies and guidelines around financial reporting mechanisms are functional and adequate
法務・コンプライアンス担当(金融)

ご経験を広範囲な法務・コンプライアンス分野で活かしていただけます

Category Legal Affairs / Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 3985975
Post Date 2015-02-25
Responsibilities
-銀行の法務・コンプライアンス部門における諸業務全般
-経験により、法務・コンプライアンス部門内での所属チームを検討いたします
[High Pay] Compliance Assurance/Investment

Leading US investment company

Category Compliance
Salary 5 - 7.5 M¥
Work Type Contract
Location Tokyo
Ref.# NLUKM 4126935
Post Date 2015-02-24
Responsibilities
- Monitoring operational effectiveness and reporting to different functions as well as other countries
- Creating compliance procedures
- Participating in business initiatives and projects
- Contributing to a healthy office environment
Client Manager

KYC, AML Client Due Diligence skill

Category Middle Office / Product Control
Salary 6 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4177013
Post Date 2015-02-23
Responsibilities
*Responsible for global client on-boarding and the on-going management, standards and oversight of related due diligence and maintenance activities through the full client life-cycle
*Responsible for the gathering of information required to complete client due dilligence activities via direct client contact, in the context of New Business, Renewal and Remediation driven activities
コンプライアンス(銀行)

幅広い銀行コンプライアンス業務をご経験いただけます

Category Legal Affairs / Compliance
Salary 10 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4193770
Post Date 2015-02-22
Responsibilities
コンプライアンスに関わる以下の事項:
 ・親銀行とのコンプライアンス関連の窓口(親銀行との折衝及び行内調整)
  -関連規定・マニュアル等のプロセス整備及び行内周知、各種報告資料の作成
 ・コンプライアンス全般に関わる企画等
  -コンプライアンスプログラムの企画・運営、コンプライアンス研修の企画・運営
  -当局対応窓口(当局対応と行内調整)
 ・その他コンプライアンス関連全般
コンプライアンス(未経験も可)

グローバル本社が若手のコンプライアンス人材を募集!(コンプライアンス未経験も可)

Category Legal Affairs / Compliance
Salary 7 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4147831
Post Date 2015-02-21
Responsibilities
投資運用業 業務に関わるコンプライアンスの
-海外グループ会社との連携、プロジェクト管理
-トレーディングのモニタリング
-社内規程類の整備
-運用部門へのトレーニングの実施 など。
不正調査

事業再生部門の専門チームで不正調査のお仕事をしませんか

Category Internal Audit
Salary 6 - 18 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3676398
Post Date 2015-02-20
Responsibilities
*売買契約書、ライセンス書類、保険金請求書類、ロイヤリティ料支払明細書など情報源となる原資料のレビュー
*電子メール等のデータ検索を通じ、問題となりうる事項の識別
*偽造、不正な修正行為等の文書レビュー
*詳細な財務分析、損害額の算定、ロイヤリティ料報告における不正、不正行為による被害額等の計算等
Insurance Risk Management

Be a specialist in financial analysis

Category Insurance
Salary 6 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 3968354
Post Date 2015-02-20
Responsibilities
*Perform quarterly MCEV valuations for both the Operating business and the Japan closed block VA in a timely and accurate manner
*Perform a quarterly movement analysis of MCEV for both the Operating business and the Japan closed block VA in a timely and accurate manner
*Refine MCEV processes across the company
*Refine MCEV methodology and reporting
Compliance Officer - Insurance

Stand alone compliance role

Category Compliance
Salary 7 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3861144
Post Date 2015-02-18
Responsibilities
- Liaise with regulators and prepare necessary documents.
- Maintain contact with industry associations and be involved in the preparation of necessary documents
- Perform relevant compliance checks ijn relation to the various business functions.
- Maintain books, documents and records required by laws and regulations.
- Liaise with lawyers when professional opinion would be required.
Legal Officer - Insurance

Junior legal officer role based in Tokyo

Category Compliance
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3868029
Post Date 2015-02-18
Responsibilities
- Provide timely legal advice
- Review legal documents in Japanese and English
Legal and Compliance Manager

Tokyo based Legal and Compliance Manager

Category Compliance
Salary 8 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3868121
Post Date 2015-02-18
Responsibilities
- Reviewing of documents and responding to document requests by regulators, clients and relevant third parties

- Working closely with the Group General Counsel, Group Company Secretary and the team in Tokyo on matters effecting the Japan business

- Liaising with external counsel and business units on legal and compliance related topics

- Providing day to day compliance support in relation to applicable laws and regulations

- Be the point of contact for interactions with regulators and relevant parties

- Providing Internal Audit Support related to FIEL requirements
Compliance Senior Manager

Great mid-level compliance role

Category Compliance
Salary 10 - 14 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3869207
Post Date 2015-02-18
Responsibilities
- day-to-day Compliance coverage of the Japan businesses

- Providing applicable compliance feedback on relevant regulatory requirements for new products and businesses

- Making sure all relevant businesses and staff operating in Japan are in compliance with all applicable rules and regulations and licensing requirements

- Help develop and put in place policies, procedures and processes in relation to sales and trading safeguard commitments to regulators

- Developing, testing and reviewing compliance controls in trading to make sure internal protocols and regulatory requirements are being met

- Building productive relationships with regulators through proactive involvement in regulatory matters

- Help prepare and review responses to regulatory queries

- Reviewing an preparing regulatory reports, management reports and other ad hoc reports

- Other compliance matters and projects as defined by the Japan Head of Compliance
Central Compliance officer

Great junior Compliance position !

Category Compliance
Salary 7 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3887413
Post Date 2015-02-18
Responsibilities
- Process registration/de-registration
- Process and notify exam dates and results/continuing education trainings
- Update HR weekly movement to compliance master data/license tracker
- Conduct JSDA misconduct check
- Weekly new hire documents check (update file and send it to HR)
- Monthly reconciliation between HR monthly employee list and compliance master data
- Process invoices from JSDA: 20 min/month
- 15a-6 registration/termination
- Check regulatory sites, and create a list of notices to distribute to relevant recipients the daily regulatory notice mail
- Oversee process to confirm required explanations are provided to over visitors
- Chopping corporate seal on documents in the morning
- Attend monthly meeting
- Preparation for annual repot in COB system (COBTrac)
- COB test preparation and participation
- Carry out daily and monthly updates of insiders list
Head of Compliance - Bank

Senior banking compliance role

Category Compliance
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3921870
Post Date 2015-02-18
Responsibilities
- Maintain and implement the compliance risk management framework at the branch
- Assist the business in identifying mitigating controls
- Evaluate and advise on compliance and regulatory issues as they arise
- Develop and maintain an effective working relationship with internal stakeholders.
- Maintain responsibility for the design, implementation and on-going improvement of compliance policies
- Be responsible for contact with relevant Japan regulators including the FSA and the BOJ
- Assist business units in evaluating the impact of regulatory framework updates and changes and recommend relevant internal changes
- Contribute to the development of compliance training and awareness
Compliance Manager

Tokyo based Compliance Manager

Category Compliance
Salary 9 - 11 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3932783
Post Date 2015-02-18
Responsibilities
- Contribute to implementing compliance programs
- Contribute to reviewing and updating compliance manuals and related policies on a regular basis. Liaise with internal stakeholders.
- Contribute to preparing and conducting compliance training for employees
- Monitor the compliance with applicable laws and regulations related to the insurance business and the policies of business.
- Work with Head of Compliance in taking actions against changes in regulations,
- Maintain contact and liaise with the FSA and trade associations; share best practice with other compliance professionals
- Contribute to obtaining necessary business licenses/permission and filing changes
- Liaise and/or negotiate with and report to the regulators on an ad-hoc basis
Compliance VP - Asset Management

Leading Asset Management company

Category Compliance
Salary 8 - 15 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3944158
Post Date 2015-02-18
Responsibilities
- reviewing legal and compliance documents and contracts relevant to the business
- review and create internal rules and regulations
- provide timely advice to the business
- conduct compliance monitoring
- conduct compliance seminars and training