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コンプライアンス アナリスト(金融)

業界グローバルNo.1企業で幅広く活躍いただけます

Category Compliance
Salary 6 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4328123
Post Date 2015-09-03
Responsibilities
-コンプライアンスプログラムjの策定と実施
-疑わしいトランザクションの調査と分析
-AMLコンプライアンスサポート
-財務局提出書類の準備と作成
-コンプライアンスオフィサーのサポート
不正調査

事業再生部門の専門チームで不正調査のお仕事をしませんか

Category Internal Audit
Salary 6 - 18 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3676398
Post Date 2015-09-02
Responsibilities
*売買契約書、ライセンス書類、保険金請求書類、ロイヤリティ料支払明細書など情報源となる原資料のレビュー
*電子メール等のデータ検索を通じ、問題となりうる事項の識別
*偽造、不正な修正行為等の文書レビュー
*詳細な財務分析、損害額の算定、ロイヤリティ料報告における不正、不正行為による被害額等の計算等
Insurance Risk Management

Be a specialist in financial analysis

Category Insurance
Salary 6 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 3968354
Post Date 2015-09-02
Responsibilities
*Perform quarterly MCEV valuations for both the Operating business and the Japan closed block VA in a timely and accurate manner
*Perform a quarterly movement analysis of MCEV for both the Operating business and the Japan closed block VA in a timely and accurate manner
*Refine MCEV processes across the company
*Refine MCEV methodology and reporting
Audit Manager

Internal audit position at an international firm

Category Internal Audit
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4127546
Post Date 2015-09-02
Responsibilities
*Support the delivery of audits by contributing to planning, performing fieldwork and managing the work allocated
*Complete the allocated audit fieldwork by using the designated or required internal audit's documentation and templates
* As and when required, manage audits by identifying key stakeholders, organising fieldwork, identifying weaknesses, escalating issues and assisting in their resolution
*Utilise professional knowledge and expertise to understand the business and develop suitable audit approaches and solutions
Equity Compliance - VP

Great Equity Compliance VP role

Category Compliance
Salary 15 - 18 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3707475
Post Date 2015-08-31
Responsibilities
- Reporting to the head of Equities Compliance (Equities Compliance is a part of Advisory Compliance & Monitoring Department)
- Responsible for Equities Compliance (Equity Compliance covers the businesses which mainly deal with listed products including listed derivatives etc. and currently there is more than 80 staff in the front office)
- Equities Compliance Role is: providing advisory, conducting training, implementation/updating policies and procedures, establishing good relationship with relevant authorities such as the relevant exchanges, JSDA etc. and handles regulatory inspections etc.
- It is expected to closely work with other Compliance functions such as Control Group & Research Advisory Department and Central Compliance Department etc.
- Form key partnerships with Compliance, Operations, Legal, and other important infrastructure groups.
- Interact and establish relationships with desk supervisors.
Compliance Officer - Insurance

Stand alone compliance role

Category Compliance
Salary 7 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3861144
Post Date 2015-08-31
Responsibilities
- Liaise with regulators and prepare necessary documents.
- Maintain contact with industry associations and be involved in the preparation of necessary documents
- Perform relevant compliance checks ijn relation to the various business functions.
- Maintain books, documents and records required by laws and regulations.
- Liaise with lawyers when professional opinion would be required.
Legal Officer - Insurance

Junior legal officer role based in Tokyo

Category Compliance
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3868029
Post Date 2015-08-31
Responsibilities
- Provide timely legal advice
- Review legal documents in Japanese and English
Legal and Compliance Manager

Tokyo based Legal and Compliance Manager

Category Compliance
Salary 8 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3868121
Post Date 2015-08-31
Responsibilities
- Reviewing of documents and responding to document requests by regulators, clients and relevant third parties

- Working closely with the Group General Counsel, Group Company Secretary and the team in Tokyo on matters effecting the Japan business

- Liaising with external counsel and business units on legal and compliance related topics

- Providing day to day compliance support in relation to applicable laws and regulations

- Be the point of contact for interactions with regulators and relevant parties

- Providing Internal Audit Support related to FIEL requirements
Head of Compliance - Bank

Senior banking compliance role

Category Compliance
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3921870
Post Date 2015-08-31
Responsibilities
- Maintain and implement the compliance risk management framework at the branch
- Assist the business in identifying mitigating controls
- Evaluate and advise on compliance and regulatory issues as they arise
- Develop and maintain an effective working relationship with internal stakeholders.
- Maintain responsibility for the design, implementation and on-going improvement of compliance policies
- Be responsible for contact with relevant Japan regulators including the FSA and the BOJ
- Assist business units in evaluating the impact of regulatory framework updates and changes and recommend relevant internal changes
- Contribute to the development of compliance training and awareness
Compliance Manager

Tokyo based Compliance Manager

Category Compliance
Salary 9 - 11 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3932783
Post Date 2015-08-31
Responsibilities
- Contribute to implementing compliance programs
- Contribute to reviewing and updating compliance manuals and related policies on a regular basis. Liaise with internal stakeholders.
- Contribute to preparing and conducting compliance training for employees
- Monitor the compliance with applicable laws and regulations related to the insurance business and the policies of business.
- Work with Head of Compliance in taking actions against changes in regulations,
- Maintain contact and liaise with the FSA and trade associations; share best practice with other compliance professionals
- Contribute to obtaining necessary business licenses/permission and filing changes
- Liaise and/or negotiate with and report to the regulators on an ad-hoc basis
Compliance VP - Asset Management

Leading Asset Management company

Category Compliance
Salary 8 - 15 M¥
Work Type Permanent
Location Tokyo
Ref.# BCIEB 3944158
Post Date 2015-08-31
Responsibilities
- reviewing legal and compliance documents and contracts relevant to the business
- review and create internal rules and regulations
- provide timely advice to the business
- conduct compliance monitoring
- conduct compliance seminars and training
Compliance Officer

Exciting Trade Surveillance role!

Category Compliance
Salary 12 - 16 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3952394
Post Date 2015-08-31
Responsibilities
- Trade Surveillance (Cash Equities and Listed Derivatives, Cash Bond)
- Regulatory Inquiries
- eCommunication
- Outsourcing
パラリーガル担当

グローバルな環境でアセットマネジメント会社でのパラリーガルとしてご活躍頂けるポジションです。

Category Legal Affairs / Compliance
Salary 6 - 9.5 M¥
Work Type Permanent
Location Tokyo
Ref.# MTOYO 4352651
Post Date 2015-08-30
Responsibilities
-法務部で必要な情報サーチ
-翻訳文書(和文英訳ならびに英文和訳)チェック
-法務関係のレポートの作成
-契約書ドラフト作成、契約書レビュー
[URGENT] Compliance Analyst

Opportunity to work at a well known US asset management firm as part of their Compliance division

Category Compliance
Hourly Rate 1,750 - 2,000 JPY
Work Type Temporary
Location Tokyo
Ref.# ALEE 4370185
Post Date 2015-08-29
Responsibilities
As a Compliance analyst within the firm, you will be primarily supporting the compliance division for their day to day. This will involve your participation in organising and devising training sessions, as well as assessing and revising policies. Elements of trade surveillance and documentation reviewing will also be the norm as part of your daily activities in this role as a Compliance analyst.
Finance Manager

Competitive package

Category Back Office / Operations
Salary 2,800 - 3,500 USD
Work Type Permanent
Location Ho Chi Minh
Ref.# TLE 1128090
Post Date 2015-08-28
Responsibilities
The Finance Manager position is the lead manufacturing finance resource for plant. Individual will partner with the Director of Operations to support operational analytical and control needs and take a leadership role in cost containment activities. In addition, the Finance Manager will work closely with the Cost Accounting Team, the Shared Service Accounting group, manufacturing analysts from other NA sites and the Director of Finance Operations and Supply Chain to implement standard processes and procedures.
Key job requirements include strong analytical skills, demonstrated knowledge of manufacturing costing, strong orientation to action, a sense of urgency, and demonstrated ability to lead process improvement activities. Strong accounting and financial knowledge and ability to effectively communicate both orally and written is critical
適切販売モニタリング・販売資料チェック担当者

未経験歓迎です

Category Insurance
Salary 5 - 7 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4407042
Post Date 2015-08-28
Responsibilities
*「生命保険販売の適切性を担保するための契約モニタリング」、「販売に関わる資料(商品パンフレット等)のチェック業務」のほか、「営業社員に対するコンプライアンスに関する教育業務」を中心に行っていただきます
*年に数回出張あり
Trade Surveillance Compliance Officer

Challenging compliance role!

Category Compliance
Salary 8 - 13 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3730421
Post Date 2015-08-27
Responsibilities
-Communication monitoring
-Trade surveillance
-Compliance testing
-Regulatory inquiries
-Position monitoring
リサーチ アナリスト

マクロ経済分析をされたい候補者をお探しです。

Category Credit / Market Risk
Salary 5 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3856815
Post Date 2015-08-27
Responsibilities
*マクロ経済分析
*リスク管理
*ストレスシナリオの作成
不正調査

新しいスタンダードを一緒に作り上げていきたい方に適しています。

Category Back Office / Operations
Salary 7 - 9 M¥
Work Type Permanent
Location Tokyo
Ref.# TTOMI 3877408
Post Date 2015-08-27
Responsibilities
*不正調査にかかわる業務
*疑義を見つけ出す
*不正請求かどうかを見極める
*調査計画、結果に関連した報告書の作成
Risk and Compliance Senior Executive

An excellent job opportunity

Category Compliance
Salary 500 - 1,500 USD
Work Type Permanent
Location Ha Noi
Ref.# NLE 1125767
Post Date 2015-08-27
Responsibilities
To support Compliance Controller/Risk Management Head on following tasks:
1. Legal: review contracts, update local Law, and handle claim cases
2. Business risk management: provide advices on risk to risk owner; prepare Company’s risk Profile; follow up risk mitigating actions
3. Compliance: prepare compliance status reporting; perform Compliance program activities
4. Supervise Information Security:
5. Business Continuity Management: support to prepare and implement Business Continuity Plan
6. Support to monitor Feedback from Customers
7. Be secretariat for the department: prepare reports and take meeting minutes for discussion, etc
More information will be discussed in detail by reaching Ms. Nga Le - (Email: nga.le@navigossearch.com – Direct number: (84 4) 62785 176)
Central Compliance Officer

Compliance growth with market leader!

Category Legal Affairs / Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# NRUME 3729783
Post Date 2015-08-26
Responsibilities
-Play the advisory role to Business in areas such as Data Privacy, Staff On/Off-boarding, Off-shoring & Outsourcing, Customer Protection/Client Complaints, Personal Account Dealing to ensure compliance with laws, regulations and internal policies.
-Interfacing with Regional Compliance and other internal teams
-Establish and maintain strong regulatory relationships with Japan regulatory bodies
-Maintain the records of Compliance sign-off and due diligence
-Conduct compliance training and communication activities for all employees
-Conduct assessment exercises to evaluate the effectiveness of Core Compliance
-Lead and contribute to the implementation of policies and procedures location/legal entity wide
-Compliance information gathering and consolidation
-Prepare for BCP documents
-Monitor new laws and regulations and contribute to industry discussion and rule-making
Legal and Compliance Manager

Provide legal support in Pakistan, Bangladesh, Sri Lanka.

Category Compliance
Salary 1,200,000 - 2,000,000 INR
Work Type Permanent
Location South India
Ref.# TULIK TULIK025
Post Date 2015-08-24
Responsibilities
Compliance Environment and Practice
Establish compliance standards and compliance frameworks based on internal policies (e.g., Code of Conduct, AP3 and SOPs) and local law and regulations
Conduct on-boarding as well as continuous training on compliance standards, business practices and current developments.
Promote Compliance Standards
Champion speak-up, transparency and a culture of integrity throughout the organization
actively involve country leadership to leverage integrity messages and maintain high level of awareness
Foster ethical behavior by promoting the inclusion of compliance criteria in management and associates objectives
Enforce Compliance Standards
Conduct compliance risk assessments including third-party due diligence/audits
Develop processes to self-monitor the compliance program on country level
Regularly update country leadership and global compliance on the status of the compliance program
Country Legal Support
Provide Legal advice to the country leadership and business units on various aspects of Legal & Compliance.
Lead and support various legal projects or initiatives.
Actively engage in industry associations and other compliance related stakeholder groups.
法務・コンプライアンス担当(金融)

ご経験を広範囲な法務・コンプライアンス分野で活かしていただけます

Category Legal Affairs / Compliance
Salary 8 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 3985975
Post Date 2015-08-23
Responsibilities
-銀行の法務・コンプライアンス部門における諸業務全般
-経験により、法務・コンプライアンス部門内での所属チームを検討いたします
不正対策・係争サポート

拡大するForensic, 不正調査コンサルティング部門でご活躍いただけます

Category Legal Affairs / Compliance
Salary 5 - 12 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 3611499
Post Date 2015-08-23
Responsibilities
-不正調査やコンプライアンス・不正対策の業務支援
-報告書・関連資料の作成支援
-法律事務所や外資系・日系企業への営業支援
ジュニア法務担当(企業内弁護士)

グローバルな環境で国際法務を学びながら企業内弁護士としてご活躍頂けるポジションです。

Category Legal Affairs / Compliance
Salary 12 - 15 M¥
Work Type Permanent
Location Tokyo
Ref.# MTOYO 4265744
Post Date 2015-08-22
Responsibilities
-企業法務、商事法務全般
-取引企業との契約書作成・レビュー
-M&A(国内外)の対応
-ビジネス上の法的リスクへの対応
--その他各種リーガル・コンプライアンスサポート
[High Pay] Compliance Assurance/Investment

Leading US investment company

Category Compliance
Salary 5 - 7.5 M¥
Work Type Contract
Location Tokyo
Ref.# NLUKM 4126935
Post Date 2015-08-21
Responsibilities
- Monitoring operational effectiveness and reporting to different functions as well as other countries
- Creating compliance procedures
- Participating in business initiatives and projects
- Contributing to a healthy office environment
Client Manager

KYC, AML Client Due Diligence skill

Category Middle Office / Product Control
Salary 6 - 10 M¥
Work Type Permanent
Location Tokyo
Ref.# MHASH 4177013
Post Date 2015-08-20
Responsibilities
*Responsible for global client on-boarding and the on-going management, standards and oversight of related due diligence and maintenance activities through the full client life-cycle
*Responsible for the gathering of information required to complete client due dilligence activities via direct client contact, in the context of New Business, Renewal and Remediation driven activities
コンプライアンス(銀行)

幅広い銀行コンプライアンス業務をご経験いただけます

Category Legal Affairs / Compliance
Salary 10 - 13 M¥
Work Type Permanent
Location Tokyo
Ref.# KAHA 4193770
Post Date 2015-08-19
Responsibilities
コンプライアンスに関わる以下の事項:
 ・親銀行とのコンプライアンス関連の窓口(親銀行との折衝及び行内調整)
  -関連規定・マニュアル等のプロセス整備及び行内周知、各種報告資料の作成
 ・コンプライアンス全般に関わる企画等
  -コンプライアンスプログラムの企画・運営、コンプライアンス研修の企画・運営
  -当局対応窓口(当局対応と行内調整)
 ・その他コンプライアンス関連全般
Senior Legal & Compliance

An excellent job opportunity.

Category Legal Affairs / Compliance
Salary 500 - 1,200 USD
Work Type Permanent
Location Ha Noi
Ref.# NLE 1125768
Post Date 2015-08-19
Responsibilities
• Manage guidelines, policies and compliances in accordant with local law/regulation
• Being legal advisor on relevant issues
• Review contracts and agreement of the company
• Communicate guidelines and compliance policies to all divisions
• Prepare and analyze report of compliance status
• Collect information as well as follow up divisions on compliance issues
• Deliver compliance program activities
• Train and implement induction programmes
• Additional tasks related to risk management