[ポジション] Compliance Director
Note: Applicants must have permission to work in Japan and Fluent ~ Native level Japanese
The position is a Director role, reporting directly Japan Chief Compliance Officer (Vice President) responsible for overseeing the compliance aspects of Japan market's regulatory requirements for key risk areas (e.g. Anti-money laundering, Privacy, Installment Sales Law), enhancing the enterprise compliance programs and its operation, and partnering with the business with increasing complexity and scrutiny from regulatory perspective.
Strategizes/enhances compliance programs, policies and procedures, and responsible for managing overall compliance reporting
Advises and lead regulatory related projects, mainly on AML, sanctions, Privacy, and anti-corruption
Drives and enhances compliance programs for Japan market, and liaise closely with colleagues in the region and global teams
Manages compliance-related training by benchmarking regulatory & external best practices
Helps drive culture of compliance through effective communications
Conducts 2nd line assessments and advises on regulatory matters and compliance gaps impacting the business
Maintains relationships with and interfaces with local regulators
Effectively reports to senior leaders on Compliance matters to ensure proper oversight
Participates on local risk and senior management governance committees
Engages on product developments and new regulation implementations
Manages internal audit activities, regulatory exams and related reviews
Enhances efficiency of compliance activities and improve compliance reporting
Hands-on experience in implementing and oversighting compliance programs in Anti-Money Laundering, and/or Privacy areas
People management experience is essential - managing 2nd line functions in a multi-national financial institutions, with local retail operations, under local regulatory supervisions in Japan.
Compliance, Risk Management or internal/external audit background preferred; MBA, a degree in legal, accounting, or information technology desired but not a must
Please click "apply" if you are interested in the job.
We will review your profile and contact you within five business days should we find that you satisfy the requirements of the hiring company.
Further details about the company and position will be notified at a later date.
Job Function: Legal