Compliance Director - 大手金融サービス企業

Location: Tokyo
Contract Type: Permanent
Salary: ¥15000000.00 - ¥20000000.00 per annum
Specialization: Legal & Compliance,
Sub Specialization: Compliance,
Contact: Kayo Hayashi
Reference: JO-2110-464497
Kayo Hayashi

[ポジション] Compliance Director
[勤務地] 東京
[給与] 1500万円〜2000万円
Note: Applicants must have permission to work in Japan and Fluent ~ Native level Japanese

[Company Description]

  • 働きがいのある会社ランキングで常に上位を獲得している社会的評価の高い会社

  • 外資系でありながら安定した基盤(100年以上日本でビジネス)と、中途採用者も長期で働かれる方の多い優良企業


  • The position is a Director role, reporting directly Japan Chief Compliance Officer (Vice President) responsible for overseeing the compliance aspects of Japan market's regulatory requirements for key risk areas (e.g. Anti-money laundering, Privacy, Installment Sales Law), enhancing the enterprise compliance programs and its operation, and partnering with the business with increasing complexity and scrutiny from regulatory perspective.

  • Strategizes/enhances compliance programs, policies and procedures, and responsible for managing overall compliance reporting

  • Advises and lead regulatory related projects, mainly on AML, sanctions, Privacy, and anti-corruption

  • Drives and enhances compliance programs for Japan market, and liaise closely with colleagues in the region and global teams

  • Manages compliance-related training by benchmarking regulatory & external best practices

  • Helps drive culture of compliance through effective communications

  • Conducts 2nd line assessments and advises on regulatory matters and compliance gaps impacting the business

  • Maintains relationships with and interfaces with local regulators

  • Effectively reports to senior leaders on Compliance matters to ensure proper oversight

  • Participates on local risk and senior management governance committees

  • Engages on product developments and new regulation implementations

  • Manages internal audit activities, regulatory exams and related reviews

  • Enhances efficiency of compliance activities and improve compliance reporting


  • Hands-on experience in implementing and oversighting compliance programs in Anti-Money Laundering, and/or Privacy areas

  • People management experience is essential - managing 2nd line functions in a multi-national financial institutions, with local retail operations, under local regulatory supervisions in Japan.

  • Compliance, Risk Management or internal/external audit background preferred; MBA, a degree in legal, accounting, or information technology desired but not a must

[Employment Type]
Full time


[Work Hours]

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Further details about the company and position will be notified at a later date.

Reference: JO-2110-464497
Seniority Level:Director
Job Function: Legal