Internal Audit - Securities Firm

Location: Tokyo, Japan
Job Type: 正社員
Salary ¥10000000 - ¥13000000.00 per annum
Specialization: 銀行・金融・保険
Sub-specialization 内部監査 / 監査
お問合せ Kazuhiro Asaga
参照 JO-1901-409428
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[Company Description]
Global Securities Firm

Overview: Audit team aims to provide independent, reliable, valued, insightful and timely assurance to the Board and Executive Management over the effectiveness of governance, risk management and control over current and evolving risks, in the context of the current and expected business environment.

Overall purpose of role
Work collaboratively with others across Audit, while developing strong client relationships which are independent and be seen as a respected voice. Support delivery of Audit Plan. The role is open to be based in Tokyo.

Key Accountabilities
-Support the Vice President in scoping the audit where necessary.
-Identify, assess & document risks and controls.
-Complete testing.
-Evaluate the design and operating effectiveness of controls & document this understanding in the Company audit toolkit.
-Update the Vice President and audit team with progress and observations.
-Write high quality audit observations and support the Audit Lead in writing the report.
-Provide suggestions to management for actions to address control issues identified.
-Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors.
-Suggest practical ways of improving the work they do and apply where appropriate.

Essential Skills/Basic Qualifications:
-For business audit roles - experience in risk based auditing or risk/control activities OR; For Specialist team roles - technical knowledge in the relevant specialist field (e.g. IT applications, Data Analytics, market modelling)
-Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, for audit roles; technical qualification for specialist risk team roles; and graduate degree for all)
-Practical understanding of relevant regulatory environment
-Proven track record of high performance in previous roles
-Strong oral and written communication skills

Desirable skills/Preferred Qualifications:
-Financial services industry knowledge
-Knowledge about new and emerging financial products and services.

[Employment Type]
Full time



Social insurance

Full 2 holiday week system (Sat/Sun) national holidays
New year's holiday
Annual Leave

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