CDD Analyst - Securities Company

勤務地 Tokyo, Japan
職種 派遣
給与 1800 yen ~ + Commute
専門 銀行・金融・保険,
Sub-specialization オペレーション / ミドル・オフィス,
お問合せ Yoosun Jang
参照 JO-2005-441222
about Yoosun Jang

[Company Description]
Global Securities Company

[Responsibilities]

  • Receive Client Due Diligence requests from the Team Lead and review the requirements
  • Perform Client Due Diligence on new and existing counterparties and enhanced due diligence where applicable
  • Undertake sanction and PEP screening on new and existing clients to determine if there are any PEPs/Sanction/AML risks
  • Apply MiFID/DFSA categorisation to new counterparties and review existing categorisations
  • Obtain background information on clients through on-line research and other relevant sources
  • Liaise with Front Office staff to obtain any outstanding Client Due Diligence documentation and on occasion, directly with clients
  • Review Client Due Diligence information held on existing clients to identify shortfalls and obtain missing documentation
  • Record account status and approval information in the appropriate databases/spreadsheets
  • Update the PEP register and complete PEP forms and ensure all PEP relations are approved by the MLRO and relevant Quality Assurance member of team
  • File / scan Client Due Diligence information
  • Be alert to conduct and reputational risk issues, specifically the risk of harm to client interests, market integrity and/or competition in financial markets due to inappropriate practices or behaviours across the firm

Other:

  • Act as subject matter expert in all Client Due Diligence issues
  • Take on roles and responsibilities as required by the Client Due Diligence Manager to ensure the successful operation of the Client Due Diligence Team

[Requirements]

  • Experience of working in a Client Due Diligence role within Financial Services
  • Previous experience of working directly with the Front Office
  • Good working knowledge of Japan anti money laundering requirements
  • Experience of CDD requirements for a wide range of customers including private companies, government entities, unregulated funds, off shore jurisdictions and introducing brokers
  • Good organizational and time management skills
  • Ability to communicate relevant information in a timely and clear manner
  • Ability to work under pressure

[Employment Type]
Haken

[Work location]
Tameikesanno

[Working days]
Mon ~ Fri

[Length of contract]
~ 1.5 years( as Maternity cover)

[Hourly Salary and Transportation]
1800 ~ + Commute fee
(Experiences and skills will be considered)

※Please click "apply" if you are interested in the job.
We will review your profile and contact you within five business days should we find that you satisfy the requirements of the hiring company.
Further details about the company and position will be notified at a later date.