Custody Compliance Officer - Financial Service Company

Location: Tokyo, Japan
Job Type: Permanent
Salary: ¥12000000.00 - ¥17000000.00 per annum
Specialization: Legal & Compliance,
Sub Specialization: Compliance,
Contact: Nicolas Rumebe
Reference: JO-1908-424276
see Nicolas's jobs

[Company Description]
Global Financial Service Company

[Responsibilities]

  • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
  • Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.
  • Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.
  • Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
  • Supporting the function/business/product in performing timely compliance reviews of new products.
  • Assisting in the development and administration of Compliance training for the supported function/business/product.
  • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.

[Requirements]

  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements;
  • Proficient ("native" level) Japanese language and Business English
  • Ability to both work collaboratively and independently; ability to navigate a complex organization
  • Excellent project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)

[Desired Characteristics]

  • Must be a self-starter, flexible, innovative and adaptive
  • Ability to both work independently and collaborate with team members

[Employment Type]
Full time

[Salary]
12 Million yen ~ 17 Million yen
(Experiences and skills will be considered)

[Location]
Tokyo



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